Cloud-based solution for automated preparation of compliance reports
Data extracted automatically off systems, narratives written in collaboration
14 years.  24 countries.  14,000 clients.  160,000 reports.
Cloud-based solution for automated preparation of compliance reports
Data extracted automatically off systems, narratives written in collaboration.
14
Years
24
Countries
14,000
Clients
160,000
Reports

You may have obligations to file compliance reports with regulators as under:


 Securities Exchange Act, 1934  DATA Act, 2014 and Great Act, 2017  Financial Transparency Act, 2017  Municipal Securities Rulemaking Board
 Securities Exchange Act, 1934  DATA Act, 2014 and Great Act, 2017
 Financial Transparency Act, 2017  Municipal Securities Rulemaking Board
 Securities Exchange Act, 1934
 DATA Act, 2014 and Great Act, 2017
 Financial Transparency Act, 2017
 Municipal Securities Rulemaking Board


Click below boxes for more information on our products


SEC CFTC Fed FDIC OCC NCUA CFPB FHFA UST OMB MSRB
Domestic Companies Listed in US
Foreign Companies Listed in US
Mutual Funds
Investment Advisers
Clearing Agencies
Transfer Agents
Credit Rating Agencies
Broker Dealers
Borkerage Firms
Securities Exchange
Municipal Government Securities Broker-dealers
Advisors in Municipal Securities
State or Local Governments issuing Bonds
Future Commission Merchants
Swap Dealers or Participants
Foreign Exchange Dealers
Introducing Brokers
Commodity Pool Operators
Commodity Trade Advisors
Brokers
Traders
Financial Holding Companies
Savings and Loan Holding Companies
Financial Institutions/Companies
Credit Unions
Security Firms
Payday Lenders
Debt Collectors
Mortgage Serving Operations
Foreclosure Relief Services
Home Loan Lenders
Recepients of Federal Awards (Grants and Contracts)