Cloud-based solution for automated preparation of compliance reports
Data extracted automatically off systems, narratives written in collaboration
14 years. 24 countries. 16,000 clients. 164,000 reports.
14 years. 24 countries. 16,000 clients. 164,000 reports.
Cloud-based solution for automated preparation of compliance reports
Data extracted automatically off systems, narratives written in collaboration.
14 years. 24 countries. 16,000 clients. 164,000 reports.
14 years. 24 countries. 16,000 clients. 164,000 reports.
14
Years
24
Countries
16,000
Clients
164,000
Reports
You may have obligations to file compliance reports with regulators as under:
Securities Exchange Act, 1934
DATA Act, 2014 and Great Act, 2017
Financial Transparency Act, 2017
Municipal Securities Rulemaking Board
Securities Exchange Act, 1934
DATA Act, 2014 and Great Act, 2017
Financial Transparency Act, 2017
Municipal Securities Rulemaking Board
Securities Exchange Act, 1934
DATA Act, 2014 and Great Act, 2017
Financial Transparency Act, 2017
Municipal Securities Rulemaking Board
Click below boxes for more information on our products
| SEC | CFTC | Fed | FDIC | OCC | NCUA | CFPB | FHFA | UST | OMB | MSRB | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Domestic Companies Listed in US | |||||||||||
| Foreign Companies Listed in US | |||||||||||
| Mutual Funds | |||||||||||
| Investment Advisers | |||||||||||
| Clearing Agencies | |||||||||||
| Transfer Agents | |||||||||||
| Credit Rating Agencies | |||||||||||
| Broker Dealers | |||||||||||
| Borkerage Firms | |||||||||||
| Securities Exchange | |||||||||||
| Municipal Government Securities Broker-dealers | |||||||||||
| Advisors in Municipal Securities | |||||||||||
| State or Local Governments issuing Bonds | |||||||||||
| Future Commission Merchants | |||||||||||
| Swap Dealers or Participants | |||||||||||
| Foreign Exchange Dealers | |||||||||||
| Introducing Brokers | |||||||||||
| Commodity Pool Operators | |||||||||||
| Commodity Trade Advisors | |||||||||||
| Brokers | |||||||||||
| Traders | |||||||||||
| Financial Holding Companies | |||||||||||
| Savings and Loan Holding Companies | |||||||||||
| Financial Institutions/Companies | |||||||||||
| Credit Unions | |||||||||||
| Security Firms | |||||||||||
| Payday Lenders | |||||||||||
| Debt Collectors | |||||||||||
| Mortgage Serving Operations | |||||||||||
| Foreclosure Relief Services | |||||||||||
| Home Loan Lenders | |||||||||||
| Recepients of Federal Awards (Grants and Contracts) | |||||||||||