SEC Reporting Services
SEC Reporting Services
Our Comprehensive SEC Reporting Services
At DataTracks, we offer easy-to-use solution and comprehensive services for SEC reporting. We assist companies across various sectors in submitting their regulatory filings, including 10-K, 10-Q, S-1, S-3, S-4, 20-F, 40-F, and beyond, reliably and punctually, guaranteeing peace of mind.
DataTracks assists Initial Public Offerings (IPOs) with preparing and filing 10-Qs, 10-Ks, S-1, S-2 forms in accordance with SEC reporting standards, and aids Foreign Private Issuers (FPIs) in accurately submitting 20-Fs, 40-Fs with ease and complete control.
DataTracks enables accurate XBRL/iXBRL EDGAR and typesetting services for all your compliance needs. We also facilitate Mutual Fund Registrants (MFRs) to file their regulatory statements under Rules 485 and 497 with SEC in iXBRL format.
Do you need to prepare accurate compliance reports in HTML, XBRL/iXBRL formats for filing with the SEC?
Consider licensing our in-house software DataTracks Rainbow and tag content to the US GAAP and IFRS taxonomies before submitting it to the SEC. Alternatively, you may also use our fully assisted services.
Our customers include:
- Domestic Companies listed in US
- Investment Advisers
- Credit Rating Agencies
- Municipal Governments
- Foreign Issuers Listed in US
- Clearing Agents
- Broker Dealers
- Advisors to Municipal Issues
- Mutual Funds in US
- Transfer Agents
- Brokerage Firms
Featured Content
What are SEC filings, and why are they important?
The U.S. Securities and Exchange Commission (SEC) is an independent federal government regulatory agency responsible for safeguarding investors, maintaining fair and orderly functioning of the securities markets, and facilitating capital formation.
SEC filings are essential regulatory documents required of all public companies to provide critical information to investors or potential investors.
What are the different types of SEC filings?
SEC filings offer investors crucial information about a company’s financial performance, business plans, and risk factors.
- Annual reports (Form 10-K)
- Quarterly reports (Form 10-Q)
- (Form 8-K) – An 8-K is a report of unscheduled material events
- Proxy statements (Form DEF 14A)
- Registration statements (Form S-1, Form S-3, etc.)
- Foreign Private Issuers with listed equity shares on exchanges in the US to file 20-F annually
- Canadian Companies listed in the US to file 40-F annually
- Other filings, such as 488BPOS, Form 497 for mutual funds
Which format is required for SEC filings?
The SEC requires all public companies to file their annual reports and proxy statements in iXBRL format. Quarterly reports and other filings can be filed in HTML or XBRL format, but iXBRL is preferred.